1. 01

    Scoping call

    We learn your product flows, entity map, and deadline. You learn what we will and will not cover. If a licensing readiness audit is too wide, we say so and point to a controls review instead.

  2. 02

    Engagement letter and data room

    Fees, timeline, and deliverable language are written down. Your team opens a data room with ledgers, reconciliations, policies, and prior regulator correspondence. Incomplete rooms delay fieldwork — we tell you early.

  3. 03

    Fieldwork

    Walkthroughs with finance and operations, sample testing, and bank or safeguarding evidence requests. Hybrid delivery from Penghu; on-site days when interviews or physical records require presence in Taiwan cities.

  4. 04

    Clearance and delivery

    Draft findings go to management for factual review. Final memorandum, opinion, or procedures report is issued with a short briefing for the board or counsel when requested.

What we need from your side

  • A named finance contact who can answer ledger questions within two business days
  • Authority to request bank confirmations where the engagement requires them
  • Honest flags on known gaps — surprise discoveries cost calendar more than candour does

What stays outside the room

  • Legal advice on licence category selection
  • Outsourced bookkeeping or remediation delivery
  • Guarantees of regulatory approval or investor outcomes

Typical timeline

Licensing readiness

Four to seven weeks from signed letter to memorandum when the data room is substantially complete in the first week.

Typical timeline

Year-end opinion

Planning six to ten weeks before year-end; final opinion within about four weeks of receiving complete draft statements.

Align your next deadline with a fieldwork calendar

Request a scoping call and we will propose dates, evidence lists, and a fee range suited to audits for fintech teams in your situation.

Request a scoping call